1.3 AXOS 2025 1 2025-04-23T21:49:10Z 2025 01 100.00 91.18 1.13 3.97 3.72 Virtu Americas, LLC 65.08 70.50 10.96 9.37 8.23 3387.75 15.0000 199.01 15.0000 329.38 15.0000 2.47 1.1283 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.87 8.64 21.03 16.38 29.64 253.34 7.5009 316.22 7.5020 38.56 7.5009 38.36 7.5009 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.98 8.08 17.45 11.34 25.97 526.40 7.5000 26.86 2.4253 24.29 3.3153 54.51 7.3417 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.06 6.05 17.00 12.87 22.43 450.46 7.5244 5.21 7.5354 49.82 7.5260 23.03 7.5193 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 85.76 3.57 6.13 4.53 Virtu Americas, LLC 67.00 76.35 5.20 3.03 25.48 26950.44 14.9137 3307.53 14.6538 133.50 14.1149 12.47 0.1180 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.95 5.73 21.28 19.53 23.78 2668.89 6.7309 1819.90 1.6558 912.01 2.2408 724.85 6.5241 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 7.04 4.76 21.39 19.34 22.18 1807.39 7.1498 3053.09 3.7079 1197.06 3.1406 543.15 7.2018 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.47 4.38 19.57 20.23 17.03 3337.01 7.5084 1873.16 7.5029 4337.80 7.5012 1351.81 7.5003 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Cowen and Company, LLC 5.74 5.72 8.36 8.72 0.02 1300.00 25.0000 1460.90 25.0000 410.07 25.0000 5.60 25.0000 Axos Clearing LLC makes payments to Cowen and Company, LLC for routing order flow to this venue. Axos Clearing LLC pays compensation in the form of $0.0025 per executed share. 100.00 13.19 16.40 68.83 1.58 Citadel Execution Services 50.26 47.54 52.24 50.42 45.56 7618.20 25.6022 5168.26 27.6911 5063.44 27.4843 322.80 48.6145 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.67 52.46 47.76 49.48 54.44 5922.50 18.8651 2535.40 22.6780 4396.41 23.0928 162.30 58.3813 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2025 02 100.00 90.67 1.36 4.41 3.57 Virtu Americas, LLC 62.73 68.32 11.84 9.55 5.69 2247.74 15.0000 11.25 15.0000 16.99 15.0000 0.08 0.0237 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 10.98 10.23 13.32 13.39 26.19 217.38 7.4675 288.82 7.5030 41.73 7.5008 32.89 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 9.74 8.80 14.47 13.44 27.19 482.43 7.5000 38.29 2.2184 47.01 4.1472 73.71 7.2487 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.83 7.09 9.21 10.51 22.69 335.56 7.5311 24.92 7.5060 42.27 7.5388 17.70 7.5329 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 85.06 3.22 6.39 5.34 Virtu Americas, LLC 62.59 71.68 5.99 3.43 22.64 15665.20 14.9554 2303.78 15.0000 370.66 15.0000 4.52 0.0434 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 9.99 7.94 20.15 18.55 26.37 2339.86 6.8335 1563.03 1.5819 648.38 2.2585 726.88 5.6958 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.01 6.01 20.11 17.31 21.44 1519.40 7.1234 2644.27 5.6075 1103.07 4.6288 734.69 7.3691 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.52 5.70 19.48 17.96 16.82 3077.81 7.5104 1293.53 7.5034 2816.36 7.5021 1212.87 7.5008 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Cowen and Company, LLC 5.39 5.59 6.79 6.51 0.02 805.56 25.0000 647.66 25.0000 222.08 25.0000 5.87 25.0000 Axos Clearing LLC makes payments to Cowen and Company, LLC for routing order flow to this venue. Axos Clearing LLC pays compensation in the form of $0.0025 per executed share. 100.00 13.39 15.07 70.18 1.36 Citadel Execution Services 51.50 49.48 51.71 51.70 58.62 2427.35 27.8143 2980.21 25.1261 3281.29 26.2903 326.75 34.2147 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.48 50.52 48.29 48.27 41.38 1961.20 22.5737 2265.03 27.6122 3378.59 25.6986 242.45 43.2175 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2025 03 100.00 91.84 0.97 4.52 2.67 Virtu Americas, LLC 63.41 68.19 15.19 5.78 14.08 3276.70 15.0000 14.72 15.0000 10.03 15.0000 1.40 0.5695 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 10.60 9.90 23.67 10.62 29.81 170.92 7.5023 282.55 7.5010 36.53 7.5010 41.47 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 10.51 10.19 12.82 8.92 23.42 338.10 7.5000 18.32 1.9211 25.69 3.5684 35.01 7.4627 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.84 7.31 11.83 10.07 20.69 344.86 7.5322 36.36 7.5119 33.48 7.5429 14.63 7.5091 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 87.77 2.49 5.50 4.24 Virtu Americas, LLC 68.67 76.38 6.47 4.51 28.94 24607.71 14.9126 3024.15 14.9101 414.97 15.0000 4.22 0.0321 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.49 6.54 20.67 20.16 26.69 2732.18 6.8660 1208.58 0.9234 971.07 1.5978 788.53 7.1896 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.91 5.13 18.54 17.85 22.91 1344.21 7.1145 2057.87 5.2443 1159.90 3.4875 677.84 7.3425 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.10 4.61 17.81 18.62 13.76 2982.74 7.5097 1470.05 7.5034 2736.97 7.5019 702.37 7.5005 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. 100.00 14.63 14.61 70.23 0.52 Citadel Execution Services 50.97 50.45 51.72 50.96 45.83 7018.45 25.4541 3327.34 27.1287 3886.35 21.5370 412.10 46.3034 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.98 49.55 48.28 48.97 54.17 4935.40 18.8137 1668.77 18.0174 3615.57 16.9538 749.15 48.3635 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.