1.3 AXOS 2025 2 2025-07-24T19:52:10Z 2025 04 100.00 93.18 0.66 3.35 2.81 Virtu Americas, LLC 68.26 72.48 17.12 8.25 12.11 4427.93 15.0000 72.97 15.0000 26.34 15.0000 0.58 0.1168 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 9.16 8.34 15.92 14.19 28.75 403.88 7.5000 65.64 4.5107 42.14 4.5480 36.58 7.4280 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. UBS Securities, LLC 8.77 7.84 20.12 17.52 26.42 180.66 6.8046 249.05 6.9535 41.69 6.8195 27.38 7.1556 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.71 5.95 16.82 13.66 21.32 440.96 7.5309 13.70 7.5048 51.31 7.5235 19.11 7.5245 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 87.40 2.49 6.01 4.10 Virtu Americas, LLC 70.10 78.04 9.60 5.91 31.58 34287.49 14.9523 6971.50 13.5430 766.86 14.4106 27.60 0.0864 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.49 5.43 19.71 20.50 24.99 2351.05 5.1519 1551.47 1.8333 557.73 1.4601 398.59 6.3064 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.28 4.46 20.18 19.07 17.92 1127.94 5.8191 1769.51 4.7788 1112.80 4.0476 348.65 6.3143 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 5.78 4.08 19.25 18.48 15.21 2941.39 7.5089 1239.55 7.5048 3371.95 7.5015 482.08 7.5010 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Cowen and Company, LLC 5.09 5.33 5.23 5.09 0.00 -1412.72 -25.0000 -433.88 -25.0000 -193.42 -25.0000 0.00 0.0000 Axos Clearing LLC makes payments to Cowen and Company, LLC for routing order flow to this venue. Axos Clearing LLC pays compensation in the form of $0.0025 per executed share. 100.00 13.87 14.05 71.72 0.36 Susquehanna Financial Group, LLP 50.18 53.56 53.73 48.83 50.00 4524.70 19.4938 1758.94 18.9459 3103.84 16.2726 143.90 25.4240 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.78 46.44 45.99 51.17 50.00 6208.00 25.8990 3589.85 30.3890 5231.40 24.5180 36.75 26.4388 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2025 05 100.00 92.35 1.29 3.23 3.14 Virtu Americas, LLC 65.62 70.00 22.22 9.44 12.24 3314.74 15.0000 13.63 15.0000 4.40 15.0000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 10.49 9.55 19.67 17.43 27.16 514.42 7.5001 19.55 2.1155 54.33 3.6999 45.90 7.3883 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. UBS Securities, LLC 9.58 8.63 17.67 18.52 25.15 350.80 7.5008 340.59 7.5019 32.52 7.5012 36.83 7.5006 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.27 6.36 14.03 16.78 21.57 440.96 7.5309 13.70 7.5048 51.31 7.5235 19.11 7.5245 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 84.90 3.20 7.42 4.48 Virtu Americas, LLC 62.11 70.99 10.32 4.24 26.65 21150.19 14.9967 3122.35 15.0000 436.21 14.9960 47.64 0.1340 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 9.36 7.31 19.86 19.03 24.72 3387.08 6.3972 2392.69 4.1660 1053.62 3.6943 274.73 4.3555 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.17 6.20 18.07 19.60 19.60 1634.61 6.6875 2713.09 5.9208 1819.44 6.2098 213.37 5.7044 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.63 5.80 18.18 18.44 16.73 2941.39 7.5089 1239.55 7.5048 3371.95 7.5015 482.08 7.5010 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 5.68 3.69 19.24 18.96 11.73 3928.99 6.3579 2321.60 5.4011 1921.95 6.5153 380.40 6.6007 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 16.92 16.42 65.79 0.87 Citadel Execution Services 51.56 50.14 51.28 51.97 53.70 9447.35 25.9607 5284.28 27.7857 5286.41 25.1339 108.70 38.0070 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.41 49.86 48.72 47.98 46.30 9516.35 20.3007 2781.33 22.2774 4357.75 19.2608 263.20 51.4062 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2025 06 100.00 91.36 0.80 4.27 3.58 Virtu Americas, LLC 59.53 64.10 17.44 4.93 17.26 1794.53 15.0000 91.10 15.0000 28.61 15.0000 0.25 0.0787 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.55 11.90 15.41 13.21 27.73 1041.06 15.0000 252.68 8.4433 102.79 10.3911 92.89 15.0026 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. UBS Securities, LLC 11.03 10.31 15.41 13.54 25.27 233.80 7.5015 202.50 7.5032 42.92 7.5010 30.17 7.5009 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 8.06 7.45 15.41 10.56 19.13 448.79 7.5125 11.81 7.5405 113.66 7.5099 41.73 7.5016 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 83.65 3.69 7.64 5.02 Virtu Americas, LLC 53.66 62.84 2.34 1.38 17.88 6983.16 14.9223 779.44 15.0000 130.07 14.2918 10.82 0.0787 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.32 10.05 22.77 20.90 29.52 7406.00 13.7433 5247.14 5.0875 3278.69 8.8718 713.17 12.1826 Axos Clearing LLC receives payments from Citadel Securities LLC for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Axos Clearing LLC receives payments from Citadel Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.06 5.77 21.00 18.21 21.16 1914.00 7.3167 3344.48 4.9382 1680.66 3.6134 257.26 6.8601 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.74 5.60 19.26 17.81 19.50 3679.67 7.5103 2907.38 7.5019 3198.38 7.5019 417.22 7.5017 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing non-NMS order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 5.36 3.37 18.17 17.06 11.39 5988.78 11.9253 5404.88 6.7697 2327.27 10.8736 535.24 11.6105 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0015 when the execution price is $1 per share or higher. Cowen and Company, LLC 5.04 5.50 4.43 3.70 0.00 -1181.02 -25.0000 -627.05 -25.0000 -163.88 -25.0000 0.00 0.0000 Axos Clearing LLC makes payments to Cowen and Company, LLC for routing order flow to this venue. Axos Clearing LLC pays compensation in the form of $0.0025 per executed share. 100.00 17.17 13.50 68.06 1.28 Citadel Execution Services 50.37 49.95 50.57 50.34 56.00 8990.05 22.5444 5021.11 37.2099 6909.58 34.4068 309.85 48.9494 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.52 50.05 49.18 49.56 44.00 5302.65 16.3920 2381.98 24.1776 5633.52 26.5082 567.30 56.6168 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.