1.3 AXOS 2025 3 2025-10-23T15:00:10Z 2025 07 100.00 93.10 0.83 3.74 2.33 Virtu Americas, LLC 63.68 67.64 16.96 5.47 15.69 1734.31 15.0000 100.24 15.0000 65.81 15.0000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.82 12.30 21.20 15.53 26.42 1096.51 15.0000 69.01 5.3550 110.05 10.5089 62.93 15.0033 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 10.20 9.45 17.46 18.08 24.91 255.41 7.5012 359.47 7.5005 65.83 7.5010 25.39 7.5011 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 7.48 6.67 21.70 17.14 19.06 925.92 15.0270 60.20 15.0091 134.78 15.0121 33.67 14.9858 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 87.23 3.27 6.45 3.04 Virtu Americas, LLC 60.38 68.03 1.74 1.74 28.74 7211.53 14.9608 778.52 15.0000 47.35 14.9990 0.91 0.0095 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.88 11.22 24.84 22.18 27.82 7992.13 13.2446 6242.98 0.6047 4354.69 3.3370 468.85 13.5678 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.70 4.89 19.79 19.62 17.16 2706.68 6.3041 4642.94 3.6265 2926.92 3.4486 288.82 7.3804 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.13 4.34 19.01 18.79 16.71 8261.16 14.5774 4119.03 12.5103 4716.33 2.8756 1355.41 14.5006 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 4.91 3.27 18.08 18.54 8.93 9861.84 13.0023 6145.21 4.6699 4513.65 10.1256 754.31 14.2462 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 18.97 13.22 66.06 1.75 Citadel Execution Services 51.57 52.26 51.75 51.48 46.08 15751.70 23.1666 5045.02 35.4908 7810.15 37.2960 595.10 47.1553 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.41 47.74 48.12 48.52 53.92 16129.95 23.8881 3089.95 27.0550 9963.76 38.0311 561.15 42.9342 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2025 08 100.00 92.28 1.11 4.21 2.40 Virtu Americas, LLC 61.38 65.77 10.18 4.64 15.84 1685.52 14.9992 5.40 15.0000 12.49 15.0000 2.14 0.6744 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 14.26 13.99 18.36 11.00 28.50 938.93 15.0001 27.93 4.1587 103.29 11.3438 61.10 15.0023 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.84 9.09 32.73 12.58 23.39 343.48 13.0005 379.68 12.6331 59.25 14.2727 58.00 13.5740 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 7.53 6.85 21.27 12.10 19.45 737.53 15.0130 55.64 15.0066 79.42 15.0166 63.92 15.0054 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 86.66 3.60 6.77 2.98 Virtu Americas, LLC 60.39 68.71 2.91 1.67 20.97 7045.01 14.9833 627.17 15.0000 273.52 14.9982 2.54 0.0132 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.93 11.50 21.88 19.42 28.76 7986.33 14.0673 7637.88 8.8226 4248.09 11.4712 1574.96 13.9605 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.72 4.79 20.55 18.38 19.52 3856.76 12.0345 7219.79 11.3140 4852.04 11.2486 419.62 10.1750 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.26 4.34 20.44 18.38 17.48 7661.51 14.2523 4105.32 14.2625 5757.07 12.4227 1337.56 12.1289 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 4.71 2.75 21.30 17.96 11.67 7273.24 13.8713 7842.08 12.2478 3435.06 13.3708 689.86 14.6847 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 16.91 14.50 67.02 1.57 Susquehanna Financial Group, LLP 50.54 48.00 48.12 51.70 50.53 8159.90 25.8757 6032.90 32.6209 6613.36 27.4881 160.85 34.2964 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Citadel Execution Services 49.43 52.00 51.88 48.25 49.47 9542.75 26.5763 7603.75 33.3776 6275.66 27.6266 198.90 31.3722 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2025 09 100.00 93.33 0.81 2.84 3.02 Virtu Americas, LLC 63.20 66.98 20.87 10.55 7.24 1656.65 15.0000 8.07 15.0000 14.64 15.0000 4.38 1.2026 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 14.52 13.95 14.36 17.18 29.74 1070.22 15.0000 169.38 9.9915 109.79 9.7331 93.88 15.0011 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.76 8.84 18.16 18.49 27.79 643.78 15.0000 226.55 15.0000 59.19 15.0000 84.36 15.0000 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 7.54 6.77 15.45 15.25 22.00 699.59 15.0302 20.36 15.0203 105.50 15.0080 67.30 15.0113 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 87.44 3.62 5.61 3.33 Virtu Americas, LLC 60.47 68.14 2.87 2.29 19.83 8227.39 14.8182 551.67 15.0000 166.92 15.0000 3.09 0.0216 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 13.31 11.97 21.44 20.40 27.54 9631.43 13.9432 8199.31 3.8461 3578.01 9.7167 1781.63 14.0868 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.64 4.73 21.32 18.81 20.16 5441.95 14.1873 10859.78 5.2236 3550.36 5.4545 814.82 14.6758 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.27 4.40 21.77 19.18 16.93 9802.97 14.5552 4211.65 10.6762 6841.51 4.7067 1577.74 10.0002 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 4.57 2.76 21.54 18.12 10.97 9275.44 14.2421 8082.95 5.1092 2984.08 11.8546 961.57 13.7338 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 13.28 15.15 69.71 1.86 Citadel Execution Services 50.71 51.45 50.37 50.48 56.90 4911.05 26.6948 5138.35 31.1736 6731.54 31.7107 289.45 42.5037 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.27 48.55 49.63 49.49 43.10 4230.00 25.0414 3517.09 30.4062 7804.79 32.4658 113.40 39.9296 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract.