1.3 AXOS 2025 4 2026-01-30T12:49:11Z 2025 10 100.00 92.23 0.86 3.89 3.01 Virtu Americas, LLC 63.23 67.48 26.01 9.81 13.06 1657.65 15.0000 18.19 15.0000 20.54 15.0000 12.15 7.5862 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 13.15 12.72 15.70 14.09 24.26 1170.61 14.9999 45.20 4.5620 141.22 10.4758 65.24 15.0067 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 10.07 9.25 20.18 12.84 28.38 902.10 14.9995 355.32 15.0000 111.15 15.0000 52.29 15.0000 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 7.50 6.75 14.80 12.05 22.33 699.59 15.0302 20.36 15.0203 105.50 15.0080 67.30 15.0113 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 86.10 3.89 6.17 3.84 Virtu Americas, LLC 59.05 67.56 1.59 1.97 18.12 8450.15 14.9216 430.80 15.0000 303.76 14.9990 31.65 0.3182 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 13.54 12.18 19.25 20.28 27.44 10791.41 14.0412 10170.97 2.5309 5250.00 10.6839 1172.52 12.7298 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 6.80 4.76 21.32 18.69 18.60 7203.14 14.1026 12893.49 3.3351 6729.82 7.6650 1278.27 14.0495 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.58 4.63 17.58 18.87 19.42 9802.97 14.5552 4211.65 10.6762 6841.51 4.7067 1577.74 10.0002 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 5.13 3.14 23.64 16.39 12.78 12470.99 14.4167 8975.39 1.1726 4423.38 9.4368 935.56 12.9608 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 9.67 13.79 75.25 1.28 Susquehanna Financial Group, LLP 50.12 50.70 50.00 50.11 47.62 3287.65 32.1154 5577.05 30.9698 11457.29 33.5578 460.55 45.3744 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Citadel Execution Services 49.74 49.30 49.91 49.72 52.38 3314.35 29.3747 11753.89 41.9377 16618.09 40.0195 225.95 33.8756 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2025 11 100.00 93.28 0.95 3.13 2.63 Virtu Americas, LLC 69.64 74.12 13.10 9.65 2.57 1776.52 15.0000 41.58 15.0000 8.19 15.0000 3.72 2.9432 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 12.20 11.46 21.19 16.20 30.31 912.19 15.0002 32.82 7.2156 115.90 13.7194 34.92 15.0032 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.89 6.73 22.86 18.29 31.16 527.02 14.2430 222.44 14.8091 88.28 14.3911 42.46 14.5508 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 5.64 4.66 15.00 15.26 25.26 1021.70 15.0183 15.46 15.0170 202.87 15.0073 52.94 14.9955 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 89.84 2.66 4.55 2.95 Virtu Americas, LLC 63.79 70.02 3.64 2.79 22.48 8152.15 14.9977 172.42 15.0000 23.97 15.0000 310.83 1.9418 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 13.66 12.75 21.79 17.69 27.71 7387.50 14.2215 4062.05 5.7040 3468.37 11.5969 851.66 14.2592 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 5.24 3.79 21.47 16.59 17.16 5104.23 13.5435 6276.92 9.9971 2419.98 8.4471 518.63 13.0230 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 4.84 3.43 20.10 16.12 16.78 11498.28 14.2623 6387.81 13.5603 9910.52 12.9716 1604.82 13.4514 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 3.55 2.32 18.32 14.91 9.91 6927.58 14.2205 2891.72 5.6642 1141.48 9.6241 537.13 12.8983 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 13.53 13.07 72.30 1.10 Susquehanna Financial Group, LLP 50.09 48.73 47.83 50.77 48.44 2904.00 26.8293 2780.86 28.0216 7074.51 30.4529 205.95 47.3448 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Citadel Execution Services 49.85 51.27 52.04 49.16 51.56 3023.25 26.6765 5241.41 29.1741 5734.25 27.1020 104.80 35.4054 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2025 12 100.00 93.86 1.07 2.42 2.65 Virtu Americas, LLC 51.00 53.79 10.31 7.59 8.26 1860.68 15.0000 15.29 15.0000 20.12 15.0000 1.89 1.2251 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 31.22 31.60 23.74 20.09 30.84 1432.99 14.9999 106.26 9.5327 99.17 12.2558 65.04 15.0031 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.53 6.42 26.65 19.05 28.40 887.52 14.9982 347.73 15.0000 66.79 15.0000 40.39 15.0000 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 5.43 4.54 17.12 16.03 22.27 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. 100.00 90.42 2.37 4.04 3.16 Virtu Americas, LLC 48.75 52.95 4.84 2.91 20.17 8659.54 14.9552 927.52 15.0000 211.92 15.0000 50.65 0.3450 Axos Clearing LLC receives payments from Virtu Americas, LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 30.17 30.47 26.02 22.83 33.98 7254.94 13.3396 10686.12 6.1936 2958.17 7.8393 736.65 13.5417 Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Citadel Securities LLC for routing order flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives remuneration in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives remuneration in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 5.10 3.60 20.63 18.67 19.15 5054.72 13.4354 5694.69 7.6037 2478.49 7.2415 538.60 12.7913 Axos Clearing LLC receives payments from UBS Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 4.86 3.44 19.13 18.74 16.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Axos Clearing LLC receives payments from Canaccord Genuity Securities for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive remuneration for executed shares when the execution price is less than $1 per share. Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for routing flow in non-NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives remuneration in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive remuneration when the share price is less than $0.01. Two Sigma Securities, LLC 3.43 2.24 17.71 17.88 8.34 7182.99 12.9872 6193.67 8.3276 1902.13 8.7215 523.78 7.0030 Axos Clearing LLC receives payments from Two Sigma Securities LLC for routing order flow in NMS securities to this venue. Axos Clearing LLC receives remuneration in the form of $0.0015 when the execution price is $1 per share or higher. 100.00 11.85 11.77 74.16 2.23 Citadel Execution Services 52.00 53.97 51.55 51.50 60.34 2337.65 28.0799 4295.77 33.2156 4845.94 27.9080 347.20 49.3182 Axos Clearing LLC receives payments from Citadel Securities LLC for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.00 46.03 48.45 48.50 39.66 1776.95 27.0588 2290.29 28.1155 6526.10 31.9562 195.80 45.7477 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing options order flow to this venue. Axos Clearing LLC receives remuneration as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract.