Discover our detailed disclosures on the routing of non-directed orders, as required by SEC Rule 606. This section provides transparency into our order handling practices, helping clients and stakeholders understand how we optimize execution to serve their best interests while ensuring compliance with regulatory standards.

Please review 606 Order Disclosures through our clearing firm, Axos Clearing, using their external partner site here.

You can visit Investor.gov/CRS for a free and simple search tool to research our firm and our financial professionals.

For additional information you may also call +1 (561) 220-8850 to request up-to-date information.